Office of the Provost

ACADEMIC INTEGRITY

Honor Code Task Force
Final Report

September 17, 2002

Table of Contents

Task Force Membership
Background and Charge
Task Force Activity


Recommendations:
I. Promote Use of the Honor Code System
II. Assure that the process is administratively manageable and operates speedily
III. Assure that the process is sufficiently open, fair, and consistent
IV. Determine whether the flexibility of the system could be improved by identifying some offenses as locally manageable, though still reported to the Honor Committee
Appendix A - Traditions Committee
"Creating Culture" Subcommittee
Honor Committee Subcommittee
Appendix B
Honor Code Task Force Discussion

Task Force Membership

Alok Berry, School of Information Technology and Engineering
Julie Christensen, Associate Provost, Educational Programs
Peter Clerkin, Student Government representative
Christine Forbes, Honor Committee
Rashanda Hathaway, Honor Committee
Mark Kidd, Associate Dean, University Life
Michelle LeBaron, Associate Professor, Institute for Conflict Analysis and Resolution
Jerry Mulherin, Dean of Students
Lauren Parker, 2002-03 Chair, Honor Committee
Shirene Rasheed, 2001-02 Chair, Honor Committee
Karen Rosenblum, Vice President, University Life (chair)


return to table of contents

Background and Charge

Provost Peter Steams appointed the Honor Code Task Force in November 2001 in response to the following recommendation of the 2000-01 University Task Force on Academic Integrity:

That the Provost establish a joint committee of faculty, students, and administrators to investigate the need and possible advantages to changing the Honor Code, such as allowing for alternative ways to adjudicate minor violations of the Honor Code.

In its first meeting, the Task Force met with the Provost and Professor Jim Fletcher, Chair of the Academic Integrity Task Force. Professor Fletcher described the following concerns as the background to the Task Force recommendation:

  • The Honor Code system was underused and the university needed to find mechanisms to increase usage;
  • The Honor Committee was already working at capacity and thus would suffer from additional reporting;
  • Current procedures might not be administratively manageable; and
  • Processes needed to be responsive to electronic technologies.

Professor Fletcher stressed, however, that the Academic Integrity Task Force had no criticism of how the Honor Code Committee adjudicates cases.

In conveying his charge to the group, Provost Stearns described himself as having no prejudgments about the Task Force's conclusions - including the possibility that it would conclude that "nothing is broken." The Provost asked that the Task Force explore whether Honor Code procedures

  • are manageable, sufficiently open, and fair;
  • function rapidly enough to be used by faculty; and
  • whether the flexibility of the system could be improved by identifying some offenses as locally manageable, though still reported to the Honor Committee.

Task Force Activity

Over the course if its meetings in the Spring and Summer terms, the Task Force:

  • Was provided with an overview of honor code procedures by Dean Mulherin;
  • Was provided with a detailing of strengths and areas needing improvement by Honor Committee representatives;
  • Was provided with relevant web sites from other universities;
  • Received recommendations about institutionalizing academic integrity from the University Traditions Committee (see Attachment A);
  • Was provided with an example of a "plain language" approach to the Honor Code; and
  • Consulted with the university's Legal Affairs Office regarding the institutional risk posed by the Honor Code.

The recommendations that follow have been divided into the four categories suggested by the charge to the group:

  1. Promoting use of the Honor Code system
  2. Assuring that the process is administratively manageable and operates speedily
  3. Assuring that the process is sufficiently open, fair, and consistent
  4. Determining whether the flexibility of the system could be improved by identifying some offenses as locally manageable, though still reported to the Honor Committee.
return to table of contents

Recommendations

I. Promoting use of the Honor Code system.

The bulk of the Task Force's time and recommendations focused on the need to communicate to the university the existence, functioning, and significance of the Honor Code. There was considerable agreement among committee members that the Honor Code was currently underutilized.
Recommendations:
1. Implementation of the Academic Integrity Task Force recommendations, although not all members of the Task Force endorse all of those recommendations. The recommendations of the Academic Integrity Task Force provide a detailed roadmap by which to improve academic integrity and utilization of the Honor Code processes. Much of this committee's discussion covered ground already established by the Academic Integrity Task Force, and many of the recommendations here echo those in the earlier report. It is critical that the institution move beyond study to implementation.
2. That the Provost establish a standing faculty committee to educate and promote use of the Honor Code among faculty, through activities such as faculty workshops, inclusion of the Honor Code in new faculty orientation, and encouragement that a standard Honor Code statement be included in syllabi. There is currently no faculty entity or Provost designee responsible for the ongoing education about and promotion of the Honor Code among faculty. The Task Force also recommends that the faculty committee and Honor Code Committee establish regular channels of communication.
3. That the Provost direct Deans and Directors to identify a course or courses in their units that would be charged to provide students with an understanding of plagiarism, cheating, and the Honor Code.
4. That the Provost, Deans, and Directors establish guidelines regarding plagiarism and cheating in professional and graduate schools.
5. That the Dean of Students revise or oversee the revision of a "plain language" version of the Honor Code that is written in a clear, modem style free from legal jargon. This revision would be submitted to the Honor Code committee for its approval.
6. That, when a graduate student is accused of cheating or plagiarism, the Chair of the Honor Code Committee name a panel composed in whole or part of graduate students.

One member of the Task Force held the position that when a graduate student was accused, the panel should be composed exclusively of graduate students. This position was rejected by the Chair and members of the Honor Code Committee Chair.

7. That the Honor Code Committee establish a system of liaisons to academic units.
8. That the Provost authorize an academic integrity statement posted on the automated telephone 4-GMU system and the online WebGMU system.
9. That the Honor Code Committee disseminate sanction guidelines to faculty to assist in faculty use and understanding of the Honor Code.

return to table of contents

II. Assuring that the process is administratively manageable and operates speedily.

The time consuming and problematic portion of the Honor Committee caseload is composed of those cases in which the student claims he or she is not responsible for the offense. Resolution of these charges involves a full hearing requiring the presence of five student judges, a faculty advisory, the faculty member or student who filed the charge, witnesses, and the accused student. There were 107 cases filed in the 2000-01 academic year, 43 of which involved these full hearings. In the 2001-02 academic year, 54 of the 158 cases involved full hearings.

Graduating seniors are given priority processes since they cannot graduate until their case is heard. The last month of a semester sees a major spike in cases filed with approximately 80% of the Spring caseload filed between May 1 and June 1. While the Honor Code Committee tries to get local cases heard over the summer, student and faculty departures mean that the May case load is not typically resolved until much later in the next academic year. Apart from this apparently unavoidable problem, the Task Force did not find evidence that the current procedures were administratively unmanageable or operate too slowly.

Recommendations:

10. That the Vice President for University Life assign a permanent meeting room to Honor Committee to reduce the difficulties of scheduling hearings.

III. Assuring that the process is sufficiently open, fair, and consisent.

Recommendations:
11. That in the early part of their first semester on campus, students on F1 and J1 visas be required to attend an information session on the provisions of the honor code.
12. That the Vice President for University Life in association with the Dean of Students, the Chair of the Honor Committee, and University Counsel conduct a comprehensive review of the procedures by which cases are processed and the core values guiding that processing to ensure that they are consistent with due process, as well as institutional goals and values.

Professor LeBaron asked that the following comments be included in the record. As they apply most directly to Recommendation #12, they are included here:

"I am concerned that some of the more fundamental issues we discussed are not canvassed in the report. For example, ultimately, I think it may be useful to think of the Honor Code not as primarily punitive, but as educational for all concerned. A range of processes that had education as the core value, rather than punishment, would flow from this value. The range of processes could include mediation as well as adjudication. This would be in line with a value that I hold, a value that characterizes many dispute resolution systems in organizations, that disputes should be resolved at the least formal level possible.

I am also concerned that the language and procedures currently in use confuse punitive and educational language. This is a core concern that I think needs to be addressed as part of the question of increasing use of the Honor Code processes. The other concern I have related to the use of Honor Code processes is that there is a lack of trust in the process on the part of many faculty in the university, not just at the graduate level but the undergraduate level. I suspect that if the Code were revised for clarity, widely publicized, and the processes were streamlined, more faculty would use the process. It may also be useful to do some research among faculty and students about their perceptions and awareness of the Honor Code process and see if a better sense could be developed about what is leading to the under-use that the committee members perceived."

13. That the Provost encourage faculty to alert students to the existence and use of Internet plagiarism detection programs in insuring that a student's work is original.
14. That the Honor Committee revise the Honor Code so that the Committee is composed of students who (1) maintain both a cumulative grade point average of 2.0 or better, (2) complete the training program (including training in intercultural communication), and (3) serve on at least two hearing panels each semester. The Task Force also recommends that the number of students who may serve on the committee be unlimited, i.e., have neither a minimal or maximal number.
15. That the Honor Committee hold regular elections, even if that means that candidates are running unopposed.

The student government representative to the Task Force strongly urged establishment of an election process that allows for the elimination of candidates and that student government should be involved in the amendment process.

return to table of contents

IV. Determine whether the flexibility of the system could be improved by identifying some offenses as locally manageable, though still reported to the Honor Committee.

The Task Force devoted considerable time to discussion of this question. Ultimately members agreed that it would be advantageous to implement such a system, though disagreement remained about its form. A summary of the members' debate is provided in Attachment B. Task Force discussion concentrated on the following procedure: When a student acknowledges responsibility for plagiarism, the course instructor would send the case forward to the Honor Committee or impose a sanction him/herself. If the latter, the instructor would send a report of the infraction and sanction to the Dean of Students. The office of the Dean of Students would then serve as a central repository for these "locally resolved" plagiarism cases. The Honor Code Committee would establish and disseminate sanction guidelines for such cases. This "local resolution" would be available only for cases of plagiarism, not cheating.

With the above background, the Task Force Recommends:

16. That the Provost, Vice President for University Life, and Honor Code Committee endorse the following change to the Honor Code and submit it for a vote to the student body:

When a student acknowledges responsibility for a first offense of plagiarism, the student will be given the option of waiving the sanction hearing to have the faculty sanction imposed directly.

return to table of contents

Appendix A

Traditions Committee
"Creating Culture" Subcommittee: Rose Pascarell, Kirby Malone,Chris Clark-Talley, Kristin Samuelian

Report: 2/6/02

  • What factors foster adherence/allegiance to a code of ethics that translates to or facilitates the Honor Code?
    • Institutional loyalty: The "corporate university" model, where students are clients who are paying for a service or product, encourages them to look for the easiest and most economical routes toward finishing their degrees. Students who adhere to the older liberal arts model of a university are more likely to see their degree, the process toward that degree, and by extension the university itself as things directly connected to their formulation of self and are therefore more likely to employ an ethical code.
    • Closer contact between students and facu1ty: Both students who violate the honor code and students who don't (but choose not to report known violations) do so in part out of a conviction that faculty are largely unaware of student culture; they have no idea what students are thinking or doing, because
      1. They live in ivory towers, removed from the "real world"
      2. They are overworked, underpaid adjuncts or graduate students who don't care about students
      3. They are underworked, overpaid, elitist snobs who don't care about students
    • A radical reconfiguration of what it means to be "honest": strict adherence to the honor code, or to any code of ethics that emphasizes intellectual honesty and academic integrity, is not outdated, puritan conformity to abstract and largely meaningless rules. Rather, it means taking control and claiming full responsibility for one's own intellectual - and therefore political - freedom. Using another's paper, paragraph, sentence, ideas, instead of one's own, is a way to avoid thinking and erodes the ability to make informed, critical decisions at any level - it turns people into sheep.
  • What can we do to foster a culture where the honor code - and academic integrity in general - is a respected and viable part of university life?
    • Faculty buy-in: teaching faculty need to actively manage their students' understanding of issues concerning intellectual property and academic integrity:
      1. Plagiarism warnings on syllabi are good, but they aren't enough. Discussions of academic integrity, its nuances and pitfalls, need to be an explicit, integrated, and ongoing part of the classroom curriculum.
      2. Faculty whose own institutional loyalty is understandably tenuous (adjunct and contract faculty) need to be helped to feel that this is not a thankless task. If full-time, tenure line faculty feel in some ways more powerful than their students, adjunct and contract faculty often feel less powerful and less enfranchised on campus than their students, who have power over them in the form of course evaluations. These people are also often piecing together a living teaching part-time at several institutions, all of which makes strict enforcement of the honor code an arduous and risky undertaking for them. At the very least, the university needs to be understanding of the constraints on part-time and contract faculty, when bringing them into the converstaion about helping to foster and "honor code" culture at George Mason.
    • Open, organized forums for discussion at all university levels: one example might be a conference that addresses explicitly questions of intellectual property, creative and academic integrity in a postmodern cyberculture. Something that takes place over several days and involves a variety of units - faculty, administrators, and students from the undergraduate to the graduate level (AVT, NCC, CS are good possibilities).
    • Some kind of campus-wide campaign that focuses on the ideological implications of academic dishonesty ("don't be a sheep",etc.). Posters?
    • Student input: perhaps a "focus group" composed of students on bot sides of the question - those who already believe in and support the honor code (Honor Committee members, for instance) and those who don't know it, don't care about it, challenge it, etc. Knowing what students are thinking and saying about this will help us to formulate a campaign.
Traditions Committee
Honor Committee Subcommittee: Amy Snyder, Zavin Smith, Elizabeth Patten

Monday, February 4, 2002

Shirene Rasheed, Lauren Parker, and Jerry Mulherin met with the subcommittee to detemline how the Honor Committee might be assisted in reaching its goals and developing new initiatives to increase awareness and educate faculty, staff and students about the Honor Code and Honor Committee.

Initiatives listed by Honor Committee include: Programs

  • Plan an "Integrity Week" with programs designed to increase awareness to include mock trials, speakers from the School of Law workshops, etc.
  • Workshops focused on the Honor Code, process, Honor Committee, etc., during Orientation and other appropriate student events
  • Faculty Workshops to include a mock trial and detailed description of the process and the faculty role

Publicity

  • Web site with link from the main GMU page
  • Design a logo that can make the Honor Code and Honor Committee easily recognizable
  • Develop a brochure to educate reader about the Honor Code and process and offer information outside of the hearings. Georgetown has a brochure that is an example. The Honor Committee brochure would be distributed to faculty, staff, and students.
  • Continue to be present at Student Organization fairs such as Patriots Day to establish the Honor Committee as a student organization rather than hearing board for Honor Code violations
  • Banner in the Johnson Center
  • All classrooms will have laminated signs with brief Honor Code statement. Each year the Honor Committee student leaders go through academic buildings and create new signs for those classrooms without one. The cost to print permanent signs estimates approximately. 75-$1 per sign for over 100 classrooms just on the Fairfax campus.
  • Permanent plaque in the Johnson Center (similar to that of Dr. Johnson) with Honor Code

Promotion

  • Publish an actual case, keeping confidential information sensitive, in the Broadside in an effort to illustrate the abuse/misuse of the Honor Code, the process, and the potential consequences
  • Include a brief statement about Mason as a Honor Code University on the 4GMU telephone registration system
  • Include the brief Honor Statement on the Mason Photo ID Card
  • Establish a mandatory meeting of the whole freshmen class with a detailed explanation of the Honor Code
  • Each course syllabus should include the Honor Statement and reference for complete Honor Code
  • Incorporate a University-wide Honor Code pledge on exams

Other Initiatives

  • Establish a foundation fund to finance an annual conference, such as West Point sponsors, to create a forum by which other institutions and student leaders can address the issue of academic integrity in higher education. West Point hosts an annual forum for discussion each Fall and attendance is requested by invitation only. The student leaders (Honor Committee chairs) usually attend the conference and all expenses are paid by the West Point foundation fund. The information this year's chairs received indicated that George Mason University is more advanced in its development, promotion, and implementation of the Honor Code.

Limitations that exist for the Honor Committee:

  • Funding
  • Space
  • Staff
  • Time - most of the time for the Honor Committee is spent on cases and meetings.
  • University-wide existing culture as it was noted that there seems to be an issue with attitudes and misperceptions of the Honor Committee and Honor Code among faculty, staff and students.

Top "wish list" items:

  • Graduate Assistant for Educational Purposes to coordinate, under the direction of the Honor Committee chair, all programming efforts and space issues. This position would allow for the Honor Committee to be more active with programming and promotion rather than spending all its time in hearings and reviewing cases.
  • Establish a permanent hearing room in a location with high visibility and ability to offer privacy for just the Honor Committee to use with capacity for at least 15 people (JC 116 would work with blinds that cover windows). The hearing room would have a permanent sign identifying it as such with complete scheduling authority by the Honor Committee and Graduate Assistant. It was noted that it seems appropriate to have such a space when other space has been allocated for such organizations as student media groups to have a conference room in SUB I.
  • Publicity pieces which include: web site linked to main page, brochures, more permanent signs and plaque in Johnson Center, banners, representation at meetings, fairs, events and opportunity to program for faculty, staff, and students University-wide.

return to table of contents

Appendix B

Background

Charge to the Provost from the University Task force on Academic Integrity (2000-01):

"Establish a joint committee of faculty, students, and administrators to investigate the need and possible advantages to changing the Honor Code, such as allowing for alternative ways to adjudicate minor violations of the Honor Code."

Charge from the Provost to the Honor Code Task Force (Spring 2002):

"Consider whether the flexibility of the system could be improved by identifying some offenses as 'locally manageable,' though still reported to the Honor Committee."

Honor Code Task Force Discussion

"Locally manageable" is here defined as faculty/student resolution of plagiarism cases when the student acknowledges responsibility for the plagiarism.

Cases in which the student denies responsibility for plagiarism and accusations of cheating would continue to be forwarded to the Honor Committee.

Resolving matters at this level would be advantageous insofar as:

  1. It would provide an opportunity for faculty involved to clarify the Honor Code and its operation with the student
  2. It would provide an opportunity for dialogue between the student and the faculty member about "close calls"
  3. It would underscore the educational aspect of the Code
  4. It would prevent an escalation of matters to a level beyond the gravity of the original incident
  5. It would take less time for cases to be resolved
  6. It would promote the involvement of more faculty in matters of academic integrity
  7. It would not disrupt the academic schedule or student's academic standing
  8. It would be a formal recognition of existing practices

Resolving matters at this level would be disadvantageous insofar as:

  1. It would be difficult to identify second-time offenders, and would thus require adherence to a centralized reporting procedure
  2. It risks faculty unfairness to students
  3. It risks inconsistent sanctions for similar offenses
  4. It deprives students of the experience of sitting before a jury of their peers
  5. It risks the possibility of students receiving a more severe sanction than the Honor Committee would dispense
  6. It requires the continuous education of university community

Implementing this system would require:

  1. Reporting to central database
  2. Faculty commitment to check with central database for prior offenses.
  3. Systematic Provost/Dean/Director sponsored education of new faculty and T A's
  4. A central unit responsible for faculty education, maintenance of reports, sanction guidelines, and monitoring/assessment of processes
  5. Institutional guidelines regarding appropriate sanctions for plagiarism of a particular amount or significance (e.g., plagiarism of final paper vs. piagiarism of first paper)
  6. Faculty agreement to notify/advise students beforehand about plagiarism

Instituting a new system would require:

  1. Taskforce approval and recommendation to the Provost and VP, University Life
  2. Their recommendation of new system to Honor Committee
  3. Honor Committee endorsement and submission to a vote of the student body
  4. 2/3 of voters approving the recommendation